The European Union and the democratic deficit, October 2003

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A democracy is a system of government by the whole population, usually through elected representatives. In addition to the right to vote, the democratic process requires dialogue between citizens and governments. It is often argued that the European Union suffers from a lack of democracy and seems inaccessible to the ordinary citizen, because its method of operating is so complex. The term democratic deficit has been applied both in the context of citizens, who feel remote from an unelected 'government' and of national parliaments, who see erosion of their former powers. It is also used to support arguments for increasing the powers of the European Parliament.

The European Union has a unique institutional system that depends on three key institutions: the Council of the European Union, the European Commission and the European Parliament. In addition, the independent Court of Justice oversees the application of EU law and, in EU matters, it takes precedence over the supreme courts of each country (such as the House of Lords in the UK). The institutional set-up is seen to be dominated by an institution combining legislative and government powers (the Council) and an institution that lacks democratic legitimacy (the Commission) - even though its Members are appointed by the Member States and are collectively accountable to the European Parliament. The dual problems of democratic legitimacy and democratic deficit have long been the subject of informed discussion in academic books and journals. Relevant ones are listed below under 'Printed sources'.

The European Union consists of sovereign states and Europe is governed by national governments. The continuing power of nation states is a crucial element of the European Union. Power can only move from national governments to European institutions when those national governments agree that it should. For a variety of reasons (maintenance of peace, the common economic good, effective control of the environment, new global problems) national governments agreed to the pooling of authority at a higher administrative level than the nation state. At international level, however, there is no representation of the people - except through the European Parliament which is still seen to have limited power, influence and importance. A supranational system lacks many of the structural features which facilitate participation in national democracy. The more the international and supra-national level gains in importance for world-governance, the less power there is for national parliaments and the bigger the democratic deficit will be.

The greatest danger in the process of integration is that democratic political cultures may be weakened at national level without being replaced at any other level.

As European integration has progressed, the question of democratic legitimacy has become increasingly sensitive. The Maastricht, Amsterdam and Nice Treaties developed the principle of democratic legitimacy within the institutional system by reinforcing the powers of Parliament with regard to the appointment and control of the Commission and successively extending the scope of the co-decision procedure, by which legislation is made by the Council and Parliament together.

It is often said that the EU's decision-making system is too remote from ordinary people, who cannot understand its complexities and its difficult legal texts. The EU is trying to overcome this democratic deficit (which it calls the 'democratic challenge') through simpler legislation and better public information, and by giving citizens' organisations a greater say in European policymaking. In hoping to improve the quality of Euro-democracy through reforms in the way citizenship, representation and decision-making are practised within the institutions of the European Union, it has also promoted the idea of European citizenship and a European identity.

A democracy cannot exist without a demos conscious of its political identity ... What is absolutely essential for the democratisation of the Union is the development of a 'sense of community' among its component state/citizen parts.
(Chryssochoou).

In February 2000 the European Commission, launched a major initiative for a debate on how the EU is run (European governance) as preparation for a White Paper on Governance and posed the following questions:

  • How can European decision-making be made more open and democratic?
  • How can policies be more consistent, both within the EU and between the EU and national governments?
  • How can the EU contribute to solving global problems, especially in the poor countries of the South (the Third World)?
  • How can the various EU institutions sharpen and refocus their own activities?

The full text of the resulting White Paper, Enhancing democracy: a White Paper on Governance in the European Union (2002) can be seen on the Governance website, together with links to all the related discussion. The main recommendations are based on twelve reports, two studies and consultation of European, national and regional experts as well as academics and citizens.

Today, political leaders throughout Europe are facing a real paradox. On the one hand, Europeans want them to find solutions to the major problems confronting our societies. On the other hand, people increasingly distrust institutions and politics or are simply not interested in them. The problem is acknowledged by national parliaments and governments alike. It is particularly acute at the level of the European Union. Many people are losing confidence in a poorly understood and complex system to deliver the policies that they want. The Union is often seen as remote and at the same time too intrusive.

White Paper on European Governance, September 2001, 2002.

Following the Nice European Council (7-10 December 2000), a broad public debate on the future of the Union was started, in which citizens can take part. In a Declaration on the Future of Europe issued by the Laeken European Council, December 2001, EU leaders stated that the European Union is a 'success story', with Europe having enjoyed over 50 years of peace. The imminent enlargement of the Union by the addition of 10 or more new Member States, means that the Union 'stands at a crossroads, a defining moment in its existence.' Enlargement, however, calls 'for a different approach from fifty years ago, when six countries first took the lead.' The Declaration acknowledges the 'democratic challenge' facing Europe and the need to bring the Union's institutions closer to its citizens. 'Citizens undoubtedly support the Union's broad aims, but they do not always see a connection between those goals and the Union's everyday action.' Some of the necessary reforms are:

  • Better division and definition of competencies between the Union and the Member States
  • Simplification of the EU's legislative instruments
  • More democracy, transparency and efficiency

It called for the convening, in March 2002, of a European Convention to address these problems and to draw up a Draft Treaty establishing a Constitution for Europe in preparation for an Intergovernmental Conference to be held during the Italian Presidency in the second half of 2003. The aim is to have the final text ready for the European elections in June 2004.

The European Union's constitutional Convention has made a great first step in remedying the problems of the so-called democratic deficit. But however successful its efforts, democracy will nevertheless remain a problem for Europe. This is because the biggest shortcomings lie at the national level. The dilemma for EU member states is that they have yet to come to terms with the impact of the EU on the traditional workings of their national democracies. Whereas attention has been focused on the future of EU integration - specifically on the process of building a more 'democratic' EU public sphere - the real question is how member states adapt their democracies to this evolving European public sphere
Financial Times: Europe's democratic troubles begin at home.

Further information within European Sources Online:

European Sources Online: European Voice
13.11.97: The many guises of democracy
10.04.03: Push for EU-wide vote on constitution in June 2004
16.06.02: Democracy likely to get short shrift as EU's leaders watch and plot while the Convention unfolds
24.04.03: Clunk click: E-democracy is failing to make EU politics more transparent
08.05.03: Can European parties tackle democratic deficit?
 
European Sources Online: In Focus
White Paper on European Governance, September 2001. September 2001
The Convention on the Future of Europe, March 2002. March 2002
European governance: new proposals to improve decision-making. December 2002
European citizens in favour of EU Constitution, June 2003. June 2003
European Convention's Praesidium maps out the future of the European Union, June 2003. June 2003
Launch of the Intergovernmental Conference 2003, October 2003. October 2003

Information from news services

BBC News Online
14.06.03: What the Constitution says
18.07.03: EU constitution battles loom
06.10.03: Q&A: EU constitution conference
16.10.03: EU leaders tackle constitution

Further information can be seen in these external links:
(long-term access cannot be guaranteed)

European Commission. Representation in the United Kingdom: Background briefings
Who's running Europe? March 2003
 
European Commission
Governance in the EU website
White Paper on European Governance, September 2001
White Paper preparation
Follow-up of the White Paper
Public debate
Future of the European Union - debate
 
Council of the European Union
Intergovernmental Conference - Future of the Union (Futurum website)
 
European Convention
Homepage
Draft Treaty establishing a Constitution for Europe, 18 July 2003
 
European Parliament: Fact Sheets
Supranational decision-making procedures
Intergovernmental decision-making procedures
 
UK Independence Party
Homepage
The EU Convention
 
Institute of European Affairs
Homepage
Future of Europe
 
Centre for European Policy Studies
Homepage
 
European Policy Centre
Homepage
The Europe we need
 
Statewatch
Homepage
Annotated text of EU Constitution
Combating the democratic deficit
Democracy without citizens
 
Centre for European Reform
Homepage
The CER guide to the draft EU Constitution
The politics of the IGC

Printed sources

Journal articles

1. Internet connections to the homepages of journal publishers are given. If your library has a subscription to the journal you may be able to gain electronic access to the text of the article listed.
2. (full text) indicates that the article is freely available from the hyperlink given

Crombez, Christophe
The democratic deficit in the European Union: Much ado about nothing?
European Union Politics Vol.4, No.1, March 2003, p101-120
http://www.sagepub.co.uk/home.aspx

Eriksen, Erik Oddvar
Europe in search of its legitimacy: Assessing strategies of legitimation
Arena Working Papers No.38, 2002
http://www.arena.uio.no/publications/wp02_38.pdf (full text)

Eriksen, Erik Oddvar; Fossum, John Erik
Democracy through strong publics in the European Union?
Journal of Common Market Studies Vol.40, No.3, September 2002, p401-424
http://www.blackwellpublishing.com/

Joerges, Christian
The Commission's White Paper on Governance in the EU. A symptom of crisis?
Common Market Law Review Vol.39, No.3, June 2002, p441-445
http://kluweronline.com/

Mény, Yves
De la démocratie en Europe: Old concepts and new challenges
Journal of Common Market Studies Vol.41, No.1, March 2003, p1-13
http://www.blackwellpublishing.com/

Moravcsik, Andrew
In defence of the 'democratic deficit': Reassessing legitimacy in the European Union
Journal of Common Market Studies Vol.40, No.4, November 2002, p603-624
http://www.blackwellpublishing.com/

Nowina-Konopka, Piotr
Democratic deficit: A European scapegoat for domestic trouble
European Foreign Affairs Review Vol.8, No.1, Spring 2003, p1-4
http://kluwerlawonline.com/

Raithatha, Rupen
The EU constitution and the democratic deficit
The European Journal Vol.10, No.8, July 2003, p5-7
http://www.e-f.org.uk/pubs/ej/index.html

Rittberger, Berthold
Removing conceptual blinders: Under what conditions does the 'democratic deficit' affect institutional design decisions?
Constitutionalism Web-Papers (ConWEB) No.5, 2003
http://www.les1.man.ac.uk/conweb/papers/conweb5-2003.pdf (full text)

Sariyiannidou, Eve
Democratic legitimacy concerns in the EU process
Journal of European Affairs Vol.1, No.1, August 2003, p37-38
http://www.eupolicynetwork.org.uk/legislative.pdf (full text)

Schneider, Gerald; Verdier, Daniel
Democratic institutions for a new Europe
European Union Politics Vol.4, No.1, March 2003, p5-134
http://www.sagepub.co.uk/home.aspx

Sudbery, Imogen
Bridging the legitimacy gap in the EU: Can civil society help to bring the Union closer to its citizens?
Collegium No.26, Spring 2003, p75-95
http://www.coleurop.be/collegium/Collegium26.pdf (full text)

Zweifel, Thomas D
... Who is without sin cast the first stone: the EU's democratic deficit in comparison
Journal of European Public Policy Vol.9, No.5, October 2002, p812-840
http://www.tandf.co.uk/journals/

Books

Caporaso, James A.
Dilemmas of democracy in the European Union (in 'The European Union: dilemmas of regional integration', p42-84)
Dilemmas in World Politics
Westview Press, 2000
ISBN: 0-8133-2538-8
Price: £14.99
http://www.westviewpress.com/

Chryssochoou, Dimitris N.
Democracy in the European Union
IB Tauris, 2000
ISBN: 1-86064-336-1 (Hbk)
Price: £39.50 (Hbk); £14.95 (Pbk)
http://www.ibtauris.com/

Deckmyn, Veerle (ed.)
Increasing transparency in the European Union?
Conference Proceedings
European Institute of Public Administration, 2002
ISBN: 90-6779-168-7
Price: €31.75
http://www.eipa.nl/

Dobson, Lynn; Weale, Albert
Governance and legitimacy (in 'The European Union: How does it work?', p156-173)
New European Union Series
Oxford University Press 2003
ISBN: 0-19-924766-8
Price: £15.99
http://www.oup.com/

Eriksen, Erik Oddvar (ed.); Fossum, John Erik (ed.)
Democracy in the European Union: Integration through deliberation?
Routledge, 2000
ISBN: 0-415-22591-4 (Hbk); 0-415-22592-2 (Pbk)
Price: £55 (Hbk); £17.99 (Pbk)
http://www.routledge.com/

van Ham, Peter
Europe's essential vacuum: Democracy and citizenship as political derivatives (in 'European integration and the postmodern condition: governance, democracy, identity', p155-187)
Routledge Advances in European Politics
Routledge (Taylor and Francis), 2001
ISBN: 0-415-24699-7
Price: £65
http://www.routledge.com/

Loughlin, John
Subnational democracy in the European Union: Challenges and opportunities
Oxford University Press, 2001
ISBN: 0-19-829679-7
Price: £40
http://www.oup.com/

Mather, Janet
The European Union and British democracy. Towards convergence
Palgrave Publishers (formerly Macmillan Press), 2000
ISBN: 0-333-77648-8
Price: £42.50
http://www.palgrave.com/

Maurer, Andreas
Democratic governance in the European Union: the institutional terrain after Amsterdam (in 'European Union after the Treaty of Amsterdam', p96-124)
Continuum 2001
ISBN: 0-8264-4769-4 (Hbk)
Price: £65 (Hbk); £18.99 (Pbk)
http://www.continuum-books.com/

Neunreither, Karlheinz (ed.); Wiener, Antje (ed.)
European integration after Amsterdam. Institutional dynamics and prospects for democracy
Oxford University Press, 2000
ISBN: 0-19-829641-X (Hbk)
Price: £50 (Hbk); £18.99 (Pbk)
http://www.oup.com/

Newman, Michael
Democracy and accountability in the EU (in 'European Union: Power and policy-making, 2nd ed.', p357-374)
Routledge Research in European Public Policy
Routledge (Taylor and Francis) 2001
ISBN: 0-415-22164-1 (Hbk)
Price: £60 (Hbk); £16.99 (Pbk)
http://www.routledge.com/

Schmitter, Philippe C.
How to democratise the European Union ... and why bother?
Governance in Europe
Rowman and Littlefield, 2000
ISBN: 0-8476-9904-8 (Hbk)
Price: £45 (Hbk); £11.95 (Pbk)
http://www.rowmanlittlefield.com/

Smith, Julie
Legitimacy and democracy in the EU (in 'The European Union Handbook, 2nd ed.', p64-72)
Regional Handbooks of Economic Development
Fitzroy Dearborn, 2002
ISBN: 1-57958-223-0
Price: £35; $55
http://www.fitzroydearborn.com

Verhoeven, Amaryllis
The European Union in search of a democratic and constitutional theory
European Monographs No.38
Kluwer Law International (Aspen Publishers) 2003
ISBN: 90-411-1872-1
Price: £82; €130; $120
http://www.aspenpublishers.com/

Warleigh, Alex
Democracy and the European Union. Theory, practice and reform
Sage Publications, 2003
ISBN: 0-7619-7280-3 (Hbk) / 0-7619-7281-1 (Pbk)
Price: £60 (Hbk) / £16.99 (Pbk)
http://www.sagepub.co.uk/home.aspx

Further and subsequent information on the subject of this week's In Focus can be found by a search in European Sources Online by inserting 'Democratic deficit' in the keyword field.

Freda Carroll
Researcher
Date of compilation: October 2003

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