Research: European Commission proposes a Sixth Framework programme for research and innovation in Europe, 2002-2006, February 2001

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Series Details 24.2.01
Publication Date 24/02/2001
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  • This In Focus has been updated by 'In Focus: Research: Council agrees on specific programmes for the Sixth Framework Programme (2002-2006)'

The European Commission presented on the 21 February 2001 proposals for a new five-year research and innovation framework programme planned to operate from 2002 until 2006.

Background

Research has always been on the Community agenda. The treaties establishing the original Communities each included one or more Articles on research: European Coal and Steel Community Article 55; European Atomic Energy Community Articles 4-11; European Economic Community Articles 41 and 235. The relevant Articles in the Treaty of Rome [pdf] are now 163-173.

It was not until the 1970's that a common research policy was developed. Momentum was provided by the Paris Summit in October 1972, at which the Heads of State or Government decided to ensure the development of a common science and technology policy. At their meeting in Copenhagen the following December they asked the Commission to actively develop 'a common policy on industrial, scientific and technological cooperation in all fields' (as set out in Council Resolution of 14 January 1974 on an initial outline programme of the European Communities in the field of science and technology).

Council meetings in 1981 and 1982 discussed the need for a Framework Programme setting out broad, medium-term objectives for Community research. In February 1983 the Council agreed that more money should be spent on research and soon after adopted Council Resolution of 28 June 1983 on a Community plan of action relating to the evaluation of Community research and development programmes, in which it approved the First Framework Programme.

In 1986, the Single European Act incorporated a common research and development (R&D) policy into the Treaty of Rome. The December 1993 White Paper on growth, competitiveness, and employment - The challenges and ways forward into the 21st century (COM (93) 700) attached great significance to R&D in promoting Europe's international competitiveness.

In January 2000, the Commission published a Communication: Towards a European research area [pdf] (COM (2000) 6 final). The Communication warned that the EU's overall research effort (that is, the EU + national research programmes) in relation to gross domestic product has been steadily declining for over a decade and there is a widening gap in relation to the United States and Japan. European companies employ far fewer researchers than their American counterparts, and there are wide variations in R&D investment between EU Member States.

In the proposals to create a European Research Area, the Commission aims at creating a frontier-free area for research in Europe where scientific resources are used more effectively to create jobs and increase competitiveness. The Framework Programme forms part of this initiative, but it also includes further proposals to develop networking of centres of excellence and a European approach to large research infrastructures. In addition, there are proposed measures to promote spin-offs from research such as action on patents, easier access to risk capital, better co-ordination between public and industrial research and greater mobility of researchers. A summary of the proposals is available (IP/00/52).

In March 2000, Ministers responsible for research held an informal meeting under the Portuguese Presidency to discuss the Communication (see Preparatory documents for the Informal meeting of Research Ministers in Lisbon - 6 & 7 March 2000.

At the special European Council in March 2000 in Lisbon the Heads of Government affirmed the leading role of research in the knowledge-based society and for the competitiveness of industry in Europe.

An evaluation report [pdf] into the Fifth Framework Programme carried out for the European Commission by independent experts, issued in July 2000, warned that there is a danger of Europe falling behind other economic areas and losing its place as a centre of excellence for the creation of knowledge if European leaders do not place research at the right political level. The report, addressed to EU Research Commissioner Philippe Busquin, states that EU research programmes alone will not be enough to meet the challenges faced by European research and that demographic changes and decreasing research budgets will make a major policy review necessary. A summary is available (IP/00/817).

Further general background information on European research and development policy can be found in European Sources Online's Topic Guide entitled 'Research and Development policy in the European Union'

Framework Programmes

For the past twenty years it is through Framework Programmes that the main EU R&D activities have been focused. There have been five Framework Programmes so far:

Each broad Framework Programme identifies a number of areas in which specific programmes are developed and projects carried out. Three main types of activity can be identified:

  • direct projects carried out by the Joint Research Centre (the EU's scientific and technical research laboratory)
  • indirect projects undertaken by groups of researchers, laboratories and universities in the Member States
  • concerted projects, carried out by groups of researchers, laboratories and universities in the Member States, but coordinated by the Community

Over the years agreements with various non-Member States have been made to allow for their participation in Framework Programme activities.

The Sixth Framework Programme, 2002-2006

In October 2000 the European Commission adopted a Communication (pdf) (COM (2000)612 final) for the future of research in Europe. It sets out guidelines for implementing the 'European Research Area' initiative, and more particularly the Research Framework Programme. A summary is available (IP/00/1117). The formal progress of this Communication through the EU policy-making process can be traced in PreLex.

This has now been followed up by more detailed proposals for the Sixth Framework Programme issued on 21 February 2001 (COM (2001)94 final). A summary is also available (IP/01/240).

Seven key emerging technologies and research priorities are proposed:

  • Genomics and biotechnology for health: the objective is to build on the recent breakthrough in decoding the genome to help tackle major diseases and strengthen Europe's biotechnology industry
  • Information society technologies: the objective is to develop the key information technologies to strengthen Europe's industry and help people throughout Europe benefit from the development of the knowledge-based society
  • Nanotechnologies, intelligent materials, new production methods: the objective is to help Europe's industry benefit from leading-edge technologies for the knowledge- and intelligence-based products, services and manufacturing processes of the future
  • Aeronautics and space: the objective is to build on recent successes to help maintain Europe's leading edge in the aerospace sector and provide further benefits for safety and environmental protection
  • Food safety and health risks: the objective is to establish the scientific base needed for producing safe and healthy food and to control the risks related to food and environmental changes
  • Sustainable development and global change: the objective is to strengthen the scientific and technological capacity needed for Europe to be able to implement sustainable development and make a significant contribution to the international efforts to understand and control global change
  • Citizens and governance in European society: the objective is to mobilise research capacity in economic, political, social and human sciences to help understand and address issues related to the emergence of the knowledge-based society across different cultures in Europe

A specific part of the budget is proposed for research to help improve the design of public policies at a European level in the anticipation of scientific and technological needs of the Union. This includes, for example, research on fisheries, as well as particular aspects of transport and energy policy, environment policy and other matters dealt with by the European Union. It also includes an allocation for research at the very frontiers of science and technology.

In addition to these priorities, special measures are proposed for SMEs, innovation, mobility of researchers and the networking of national initiatives.

The Commission is proposing to streamline the administration and management of the programme by proposing new methods of funding such as integrated projects and networks of excellence. The Commission is also proposing to encourage for the first time the use of an instrument (under Article 169 of the Treaty) which would allow participation of the Union in national programmes of Member States carried out jointly. In the new integrated projects and networks, Framework Programme participants will be encouraged to define and present for funding longer-term programmes of activities. These can be tailor-made to cover a range of individual projects of variable size as required. They can also be adjusted during implementation to meet new research opportunities and needs.

If accepted, these new measures will allow the Commission to propose a reduction in its own administrative costs involved in implementing the framework programme.

Reflecting the increased priority given to research and innovation, the Commission is proposing a budget of 17.5 billion euro for the new programme. This budget, covering the four-year period 2003-2006, represents an increase of 17% over the budget of the Fifth research framework programme (14.9 billion euros).

Further details of the budget proposed were separately published on the 22 February 2001 in a statement (MEMO/01/50)

The research and innovation programme is part of a wider political initiative aiming at creating a European Research Area, as endorsed by the Lisbon Summit in March 2000. The new programme proposals are one of the major actions in the strategy paper (COM (2001)79 final) the Commission has put forward for the European Council, Stockholm on 23-24 March 2001 (Summary: IP/01/170).

The final decision on the new programme lies jointly with the Council and the European Parliament. An indicative roadmap is available. To trace the subsequent development of the Communication of February 2001 in the EU policy making process use:

Proposals as regards the detail of the specific R&D programmes will be issued later.

Many Member State governments and other stakeholders have submitted their proposals for the Sixth Framework Programme, and the wider proposals to create a European Research Area. A selection of these are listed below.

Further information within European Sources Online:

European Sources Online: Topic Guides
Research and Development policy in the European Union
 
European Sources Online: European Voice
06.01.00: Busquin seeks to help public grasp science
07.09.00: Commission moves to cut R&D red tape
15.02.01: Busquin R&D plan to focus on fewer but bigger projects

Further information can be seen in these external links:
(long-term access cannot be guaranteed)

EU Institutions

European Commission
DG Press and Communication Service
  Policies: Research and technology
  R&D Press Releases
DG Research
  What is the European Research Area?
  Communication:'Research and technological development activities of the European Union. 2000 annual report (COM (2000)842 final (19.12.00))
DG Enterprise: CORDIS
  RTD beyond 2002
 
European Parliament
Fact Sheets: Research and technology policy
16.02.01: MEPs back new research policy instruments, with conditions + Report + Resolution

National Organisations

Member State contributions on the proposals for a European Research Area and the Sixth Framework Programme:
Denmark [December 2000]
Finland [November 2000]
France,[January 2001]
Germany
Greece [January 2001]
Ireland[January 2001]
Spain [December 2000]
The Netherlands [December 2000]
United Kingdom[December 2000]
Further contributions can be found on CORDIS.
 
Non-Member States contributions on the proposals for a European Research Area and the Sixth Framework Programme:
Norway [December 2000]
Switzerland [January 2001]

Miscellaneous Organisations

Animal Cell Technology Industrial Platform (ACTIP):
Homepage
A proposal for funding by the European Union of research in the field of animal cell technology and related areas, to be incorporated into the 6th Framework Programme [August 2000]
 
Association of German Chambers of Industry and Commerce (DIHT):
Homepage
Position paper on the creation of a 'European Research Area'
Guidelines for Union measures in the field of research (2002-2006)
 
European Council for Automotive R&D (EUCAR)
A proposal on the future automotive and road transport R&D in Europe [December 2000]
 
European Life Sciences Forum (ELSF)
Homepage
 
Plant Industrial Platform (PIP)
Homepage
The European Research Area - The Framework Programme 6: research priorities

Further and subsequent information on the subject of this In Focus can be found by an 'Advanced Search' in European Sources Online by inserting 'Research Framework programmes' in the keyword field or by selecting 16.2.a from the Subject list or 'Framework programme: Research and Development' from the Alphabetical List of Subjects'

Ian Thomson
Executive Editor, European Sources Online
Compiled: 24 February 2001
Links updated on 4 October 2002

The European Commission presented on the 21 February 2001 proposals for a new five-year research and innovation framework programme to run from 2002 until 2006

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