Author (Person) | Janssen, Ronald, Loonen, Tom |
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Publisher | Emerald Group Publishing |
Series Title | Journal of Financial Regulation and Compliance |
Series Details | Volume 31, Number 1, Pages 1-15 |
Publication Date | 2023 |
ISSN | 1358-1988 |
Content Type | Journal Article |
Abstract:Although MiFID is trying to achieve a level playing field between the EU member states, this study shows that this has not been achieved in all areas. Investor protection requirements from MiFID are interpreted and operationalised differently. Although these differences are sometimes small, sometimes they are larger and affect the way the investor is served and suitability determined. |
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Source Link | Link to Main Source https://doi.org/10.1108/JFRC-10-2021-0087 |
Subject Categories | Business and Industry, Economic and Financial Affairs, Internal Markets |
Subject Tags | Capital Markets Union [CMU], Financial Services |
Keywords | Banks | Banking |
International Organisations | European Union [EU] |