Financial services regulation in Europe. 2nd ed.

Author (Person)
Publisher
Publication Date 2008
ISBN 978-0-19-953280-3
Content Type

This book outlines the financial services regulatory framework in 42 countries in Europe. Contributors from leading commercial law firms across the region provide a clear explanation of the relevant regulatory bodies and their powers, with consideration of the effects of each jurisdiction's national legislation.

This title is supported by two companion volumes covering Asia Pacific and the Middle East. The series describes the principle regulatory authorities that oversee the banking, insurance and securities activities within each country. A highly practical Questions and Answers section highlights the key issues of practical importance: What enforcement powers do the relevant authorities in each country have? What scope is there for foreign entities to conduct banking, insurance, securities activities and fund marketing activities in or into each country? What is the authorisation and registration process in each jurisdiction? Supporting commentary examines the nature and scope of the current regulation and prospective market developments.

The complete three volume series covers over 60 countries and is an valuable reference point for those needing a practical insight into international financial services regulation and the regimes operating within jurisdictions other than their own.

Readership: Banking and finance practitioners; legal and compliance departments in financial institutions; regulatory authorities in banking and financial services.

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